Kwok Ying Lau
劉國英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Ying Lau (劉國英), a licensed former licensee with CE reference AFE228. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 |
RO | Type 1 — Dealing in securities | 2012-11-26 | 2023-02-24 |
| BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 |
RO | Type 4 — Advising on securities | 2012-11-26 | 2023-02-24 |