Yumi Farquhar
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yumi Farquhar ( ), a licensed former licensee with CE reference AFE410. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Northern Trust Company of Hong Kong Limited, The | RO | Type 1 — Dealing in securities | present | 2011-10-31 |