Dongming Fang
房東明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dongming Fang (房東明), a licensed Responsible Officer with CE reference AFE991. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2017-02-16 | present |
| UBS Securities Asia Limited | RO | Type 1 — Dealing in securities | 2011-08-31 | present |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2009-06-23 | 2011-08-31 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2008-03-04 | 2009-04-04 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2007-12-08 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-02-04 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2005-02-04 |