Ka Po Chan
陳家寶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Po Chan (陳家寶), a licensed Responsible Officer with CE reference AFF094. Currently licensed at 2 firm(s): East Asia Futures Limited, East Asia Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| East Asia Futures Limited 東亞期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-04-12 | present |
| East Asia Securities Company Limited 東亞證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-18 | present |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2017-08-18 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-19 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-19 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-26 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-19 |