Yim Wan Wai
衛艷雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yim Wan Wai (衛艷雲), a licensed former licensee with CE reference AFF105. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellfull Securities Company Limited 偉富證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-03-31 |
| Wellfull Securities Company Limited 偉富證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-21 |
| Wellfull Securities Company Limited 偉富證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-21 |
| Wellfull Securities Company Limited 偉富證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-21 |