Eric Chong Shing Kwok
郭創成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Chong Shing Kwok (郭創成), a licensed former licensee with CE reference AFF116. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Axiom Investment Management Limited 明懿資產管理有限公司 |
RO | Type 4 — Advising on securities | 2007-09-10 | 2014-04-30 |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2007-09-10 | 2014-04-30 |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
RO | Type 9 — Asset management | 2007-09-10 | 2014-04-30 |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-10-15 | 2007-09-10 |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2004-10-15 | 2007-09-10 |
| Axiom Investment Management Limited 明懿資產管理有限公司 |
Rep | Type 9 — Asset management | 2004-10-15 | 2007-09-10 |