David Michael Perrett
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Michael Perrett ( ), a licensed former licensee with CE reference AFF191. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2012-12-18 | 2013-12-05 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2012-12-18 | 2013-12-05 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2012-12-18 | 2013-12-05 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2012-09-12 | 2012-12-18 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2012-09-12 | 2012-12-18 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2012-09-12 | 2012-12-18 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-03-28 | 2013-12-05 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2012-03-28 | 2012-09-12 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2009-12-24 | 2012-03-28 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2009-12-24 | 2012-03-28 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2004-11-23 | 2009-03-26 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2004-11-23 | 2009-03-26 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
RO | Type 4 — Advising on securities | present | 2004-11-22 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
RO | Type 9 — Asset management | present | 2004-11-22 |