Jonathan William Brooke
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan William Brooke, a licensed Responsible Officer with CE reference AFF289. Currently licensed at 1 firm(s): Brooke Capital Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brooke Capital Limited |
RO | Type 9 — Asset management | present | present |
| Brooke Capital Limited |
RO | Type 4 — Advising on securities | present | 2012-04-02 |
| Brooke Capital Limited |
RO | Type 5 — Advising on futures contracts | present | 2005-02-01 |