Gary John Keating
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gary John Keating ( ), a licensed former licensee with CE reference AFF433. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2005-12-01 | 2006-08-01 |
| UKFP (Asia) HK Limited | Rep | Type 1 — Dealing in securities | present | 2003-07-30 |
| UKFP (Asia) HK Limited | Rep | Type 4 — Advising on securities | present | 2003-07-30 |
| UKFP (Asia) HK Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-07-30 |
| UKFP (Asia) HK Limited | Rep | Type 9 — Asset management | present | 2003-07-30 |