Sui Cheung Chan
陳瑞祥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sui Cheung Chan (陳瑞祥), a licensed Responsible Officer with CE reference AFH293. Currently licensed at 1 firm(s): Mighty Brokerage (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mighty Brokerage (Asia) Limited 敏哲証券有限公司 |
RO | Type 1 — Dealing in securities | 2011-11-22 | present |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 1 — Dealing in securities | present | 2011-07-29 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-19 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-19 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-01-19 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-19 |