Wai Ming (SFC:AFI080) Kwok
郭偉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ming (SFC:AFI080) Kwok (郭偉明), a licensed former licensee with CE reference AFI080. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-04 | 2024-03-18 |
| China-Hong Kong Link Securities Company Limited 中港通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-14 | 2019-05-15 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-05 | 2016-05-05 |