Miranda Sze Wai Sham
岑思慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Miranda Sze Wai Sham (岑思慧), a licensed former licensee with CE reference AFI551. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-11-15 | 2015-03-18 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
RO | Type 4 — Advising on securities | 2012-08-13 | 2015-03-18 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-03-30 | 2015-03-18 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-23 | 2012-03-30 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
RO | Type 1 — Dealing in securities | 2009-07-30 | 2011-08-19 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
RO | Type 4 — Advising on securities | 2009-07-30 | 2011-08-19 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 1 — Dealing in securities | 2007-03-30 | 2008-09-13 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-15 | 2007-03-30 |
| Worldwide Brokerage Limited 環球證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-12-20 | 2007-02-01 |
| Worldwide Brokerage Limited 環球證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-12-20 |