Dennis Michael Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dennis Michael Smith ( ), a licensed former licensee with CE reference AFI982. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orion Partners Advisors Limited |
RO | Type 4 — Advising on securities | 2013-12-17 | 2018-11-30 |
| Orion Partners Advisors Limited |
RO | Type 6 — Advising on corporate finance | 2013-12-17 | 2018-11-30 |
| North Asia Strategic Advisors | RO | Type 6 — Advising on corporate finance | 2012-02-15 | 2013-12-02 |