Joanna Chung Yan Liu
廖頌恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joanna Chung Yan Liu (廖頌恩), a licensed former licensee with CE reference AFJ246. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mars Securities Company Limited 億寶證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2019-08-16 |
| Mars Securities Company Limited 億寶證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-29 |
| Mars Securities Company Limited 億寶證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-29 |
| Mars Securities Company Limited 億寶證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-29 |