Sau Kuen Ng
吳秀娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Kuen Ng (吳秀娟), a licensed former licensee with CE reference AFJ299. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-22 | 2009-08-01 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-12-22 | 2004-11-26 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-12-22 | 2009-08-01 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2003-12-22 | 2009-08-01 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2003-09-08 | 2009-08-01 |
| Goldyard Capital Limited 金營資本有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-07 |