Joyce Pui Man Lo
羅珮文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joyce Pui Man Lo (羅珮文), a licensed former licensee with CE reference AFJ427. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
Rep | Type 1 — Dealing in securities | 2011-08-18 | 2014-10-25 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
Rep | Type 4 — Advising on securities | 2011-08-18 | 2014-10-25 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-28 | 2009-07-02 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-28 | 2009-07-02 |