William Jude Mc Grath
馬格比利
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Jude Mc Grath (馬格比利), a licensed former licensee with CE reference AFJ442. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BTG Pactual Asia Limited 佰達濟有限公司 |
RO | Type 9 — Asset management | 2013-03-28 | 2016-04-29 |
| BTG Pactual Asia Limited 佰達濟有限公司 |
RO | Type 1 — Dealing in securities | 2012-12-28 | 2016-04-29 |
| BTG Pactual Asia Limited 佰達濟有限公司 |
RO | Type 4 — Advising on securities | 2012-12-28 | 2016-04-29 |
| BTG Pactual Asia Limited 佰達濟有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-20 | 2012-12-28 |
| BTG Pactual Asia Limited 佰達濟有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-20 | 2012-12-28 |
| BTG Pactual Asia Limited 佰達濟有限公司 |
Rep | Type 9 — Asset management | 2012-06-20 | 2013-03-28 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2007-07-27 | 2008-08-09 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2007-07-27 | 2008-08-09 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-08-23 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
RO | Type 4 — Advising on securities | present | 2005-08-23 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-09-01 |