Nilesh Surendra Rai Jasani
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nilesh Surendra Rai Jasani ( ), a licensed former licensee with CE reference AFJ460. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-28 | 2021-08-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-26 | 2010-08-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-01-18 | 2005-04-11 |
| HSBC Securities (Asia) Limited | RO | Type 4 — Advising on securities | 2003-09-11 | 2004-10-25 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2003-09-11 |
| HSBC Securities (Asia) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-09-03 |
| HSBC Securities (Asia) Limited | Rep | Type 9 — Asset management | present | 2003-09-03 |