Wai Ping Law
羅偉平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ping Law (羅偉平), a licensed Responsible Officer with CE reference AFJ941. Currently licensed at 1 firm(s): Winner Zone Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Winner Zone Asset Management Limited 鴻鵠資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-11-08 | present |
| Winner Zone Asset Management Limited 鴻鵠資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-11-08 | present |
| Winner Zone Asset Management Limited 鴻鵠資產管理有限公司 |
RO | Type 9 — Asset management | 2023-11-08 | present |
| JVSakk Asia Limited 匯通永利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-09 | 2023-10-01 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-08-22 | 2023-10-01 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-10 | 2011-04-15 |