German Kin Shing Wan
溫健成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for German Kin Shing Wan (溫健成), a licensed former licensee with CE reference AFK257. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CES International Commodities (HK) Limited | RO | Type 2 — Dealing in futures contracts | 2008-05-09 | 2014-11-16 |
| Sun Yi Company Limited 新而有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-05-09 | 2014-11-16 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2006-01-23 | 2014-11-16 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2006-01-23 | 2014-11-16 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-01-12 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-01-12 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-27 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-27 |