Nicolas Patrice D. M. Sauvage
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicolas Patrice D. M. Sauvage ( ), a licensed former licensee with CE reference AFK673. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2006-05-24 | 2007-03-31 |
| Amundi Asset Management | RO | Type 4 — Advising on securities | 2004-07-16 | 2007-03-31 |
| Amundi Asset Management | RO | Type 9 — Asset management | 2004-07-16 | 2007-03-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2004-04-16 | 2007-03-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 9 — Asset management | 2004-04-16 | 2007-03-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-01-07 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-16 |
| Credit Agricole Asset Management |
Rep | Type 4 — Advising on securities | present | 2004-01-07 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-07 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-16 |
| Credit Agricole Asset Management |
Rep | Type 9 — Asset management | present | 2004-01-07 |