Stuart Rae McCarthy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stuart Rae McCarthy ( ), a licensed former licensee with CE reference AFL234. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Demeter Asset Management Limited |
RO | Type 4 — Advising on securities | 2006-01-06 | 2009-11-12 |
| Demeter Asset Management Limited |
RO | Type 9 — Asset management | present | 2009-11-12 |