Ching Yen Chu
朱靖殷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Yen Chu (朱靖殷), a licensed former licensee with CE reference AFL367. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-01 | 2008-07-31 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-01 | 2012-03-31 |
| Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 |
Rep | Type 4 — Advising on securities | 2004-03-17 | 2005-04-22 |