Lei Ling Sau
蕭莉玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei Ling Sau (蕭莉玲), a licensed former licensee with CE reference AFL549. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2006-04-07 | 2012-03-19 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
RO | Type 4 — Advising on securities | 2005-06-09 | 2012-03-19 |
| Protective Capital (International) Limited 環球智略投資有限公司 |
RO | Type 4 — Advising on securities | present | 2007-12-31 |
| Protective Capital (International) Limited 環球智略投資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-08-15 |
| Protective Capital (International) Limited 環球智略投資有限公司 |
RO | Type 9 — Asset management | present | 2005-08-15 |