Keng Puang Tay
鄭慶藩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keng Puang Tay (鄭慶藩), a licensed former licensee with CE reference AFL864. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2006-04-07 | 2012-03-31 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
RO | Type 4 — Advising on securities | 2004-08-30 | 2012-03-31 |
| Protective Capital (International) Limited 環球智略投資有限公司 |
Rep | Type 4 — Advising on securities | 2004-01-08 | 2007-12-31 |
| Protective Capital (International) Limited 環球智略投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-01-08 | 2005-08-15 |
| Protective Capital (International) Limited 環球智略投資有限公司 |
Rep | Type 9 — Asset management | 2004-01-08 | 2005-08-15 |
| OppenheimerFunds International Distributor Limited |
RO | Type 1 — Dealing in securities | 2003-12-15 | 2009-06-30 |
| OppenheimerFunds International Distributor Limited |
RO | Type 4 — Advising on securities | 2003-12-15 | 2009-06-30 |
| YF Life Insurance International Limited 萬通保險國際有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-07 |
| YF Life Insurance International Limited 萬通保險國際有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-07 |
| YF Life Insurance International Limited 萬通保險國際有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-07 |