Wai Shun Kwok
郭偉信
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Shun Kwok (郭偉信), a licensed former licensee with CE reference AFM346. Total licence records on file: 29.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PingPong Intelligence Limited 乒乓智匯有限公司 |
RO | Type 1 — Dealing in securities | 2024-12-11 | 2025-03-31 |
| PingPong Intelligence Limited 乒乓智匯有限公司 |
RO | Type 4 — Advising on securities | 2024-12-11 | 2025-03-31 |
| PingPong Intelligence Limited 乒乓智匯有限公司 |
RO | Type 9 — Asset management | 2024-12-11 | 2025-03-31 |
| Maplefield Capital Limited 楓源資本有限公司 |
RO | Type 4 — Advising on securities | 2019-05-24 | 2024-03-23 |
| Maplefield Capital Limited 楓源資本有限公司 |
RO | Type 9 — Asset management | 2019-05-24 | 2024-03-23 |
| Goldhorse Securities Limited 金馬證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-15 | 2019-04-13 |
| Goldhorse Securities Limited 金馬證券有限公司 |
RO | Type 4 — Advising on securities | 2019-01-15 | 2019-04-13 |
| Wei Da Asset Management Limited 偉達資產管理有限公司 |
RO | Type 9 — Asset management | 2019-01-15 | 2019-04-13 |
| Wansom Securities (Hong Kong) Limited 融信證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-23 | 2018-10-18 |
| Wansom Asset Management (Hong Kong) Limited 融信資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-07-25 | 2018-10-18 |
| Wansom Asset Management (Hong Kong) Limited 融信資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2018-07-25 | 2018-10-18 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-11-23 | 2018-06-20 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-11 | 2017-11-23 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
RO | Type 9 — Asset management | 2016-05-11 | 2018-06-20 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-03-18 | 2016-05-11 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-03-07 | 2018-06-20 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-16 | 2007-03-07 |
| Goldbridge Securities Limited 金橋證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-24 | 2005-03-08 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-06 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-30 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-09-06 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-30 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-30 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-06-30 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-30 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-30 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-30 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-30 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-30 |