Kapil Kapoor
簡基爾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kapil Kapoor (簡基爾), a licensed former licensee with CE reference AFM611. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-08-27 | 2013-12-31 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-08-27 | 2013-12-31 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
RO | Type 9 — Asset management | 2010-08-27 | 2013-12-31 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-15 | 2010-11-01 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-12-15 | 2010-11-01 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-15 | 2010-11-01 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2009-12-15 | 2010-11-01 |