Sai Leung Ng
吳世良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sai Leung Ng (吳世良), a licensed former licensee with CE reference AFM666. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanxi Securities International Limited 山證國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-09 | 2026-03-01 |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-09-09 | 2026-03-01 |
| VBG Capital Limited 建泉融資有限公司 |
RO | Type 1 — Dealing in securities | 2015-01-23 | 2019-08-23 |
| VBG Capital Limited 建泉融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-01-23 | 2019-08-23 |
| CMB International Capital Limited 招銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2010-10-20 | 2015-01-18 |
| CMB International Capital Limited 招銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-10-20 | 2015-01-18 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-15 | 2010-10-20 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-09-15 | 2010-10-20 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
RO | Type 1 — Dealing in securities | 2010-03-09 | 2010-08-29 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-03-09 | 2010-08-29 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-04 | 2010-03-09 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-06-01 | 2010-03-09 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-05-07 | 2006-05-21 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-05-07 | 2006-05-21 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-08 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-30 |