Kok Onn Chia
謝國安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kok Onn Chia (謝國安), a licensed former licensee with CE reference AFM668. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grace Financial Limited 恩榮金融有限公司 |
RO | Type 9 — Asset management | 2018-05-23 | 2020-12-31 |
| Grace Financial Limited 恩榮金融有限公司 |
RO | Type 4 — Advising on securities | 2011-06-16 | 2020-12-31 |
| Symphony AMP Limited 雍富資產管理有限公司 |
RO | Type 4 — Advising on securities | 2007-07-12 | 2008-10-31 |
| Walden Technology Management (H.K.) Limited 華登科技管理(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2004-12-02 |