Jonathan Dominic Wai Ching Iu
姚偉程
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan Dominic Wai Ching Iu (姚偉程), a licensed former licensee with CE reference AFM843. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tarascon Capital Management (Hong Kong) Limited |
RO | Type 9 — Asset management | 2007-02-16 | 2023-09-30 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-13 | 2004-07-14 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2003-10-13 | 2004-07-14 |