Shangzhi Wu
吳尚志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shangzhi Wu (吳尚志), a licensed Responsible Officer with CE reference AFN509. Currently licensed at 1 firm(s): CDH Investments Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CDH Investments Management (Hong Kong) Limited 鼎暉投資管理（香港）有限公司 |
RO | Type 9 — Asset management | 2022-06-02 | present |
| CDH Investments Management (Hong Kong) Limited 鼎暉投資管理（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2015-03-10 | present |
| CDH Investments Management (Hong Kong) Limited 鼎暉投資管理（香港）有限公司 |
RO | Type 4 — Advising on securities | 2015-03-10 | present |
| CDH Investments Management (Hong Kong) Limited 鼎暉投資管理（香港）有限公司 |
RO | Type 9 — Asset management | 2014-06-05 | 2015-03-10 |
| CDH Investments Management (Hong Kong) Limited 鼎暉投資管理（香港）有限公司 |
RO | Type 9 — Asset management | 2009-09-03 | 2011-10-14 |