Yat Shing Tung
董日成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Shing Tung (董日成), a licensed former licensee with CE reference AFO409. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2016-11-17 | 2019-06-30 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2016-11-17 | 2019-06-30 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2016-11-17 | 2019-06-30 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-02-01 | 2016-11-17 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-08-03 | 2016-11-17 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2007-08-03 | 2016-11-17 |