Ka Ho (SFC:AFO423) Lam
林嘉浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ho (SFC:AFO423) Lam (林嘉浩), a licensed former licensee with CE reference AFO423. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fair Eagle Securities Company Limited 天發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-27 | 2025-05-01 |
| Fair Eagle Futures Company Limited | Rep | Type 2 — Dealing in futures contracts | 2022-06-27 | 2025-05-01 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2018-08-13 | 2022-03-31 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2010-08-09 | 2022-03-31 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-07-30 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-28 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-28 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-28 |