Chung Yin (SFC:AFO453) Ng
吳仲演
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Yin (SFC:AFO453) Ng (吳仲演), a licensed former licensee with CE reference AFO453. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Splendor Global Investments Limited 卓智環球投資有限公司 |
RO | Type 4 — Advising on securities | 2011-07-26 | 2013-01-31 |
| Splendor Global Investments Limited 卓智環球投資有限公司 |
Rep | Type 4 — Advising on securities | 2006-12-19 | 2011-07-26 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2005-10-18 | 2006-11-30 |