Wing Hing Poon
潘穎馨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Hing Poon (潘穎馨), a licensed former licensee with CE reference AFO502. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-25 | 2015-03-20 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-11-25 | 2015-03-20 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-25 | 2014-02-18 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2011-11-25 | 2015-03-20 |
| Splendor Global Investments Limited 卓智環球投資有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-20 | 2011-11-11 |