Stephanie Suk Wai Liu
廖淑慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephanie Suk Wai Liu (廖淑慧), a licensed former licensee with CE reference AFO817. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities Holdings Limited 中國証券控股有限公司 |
RO | Type 1 — Dealing in securities | 2011-06-01 | 2012-03-16 |
| China Securities Holdings Limited 中國証券控股有限公司 |
RO | Type 1 — Dealing in securities | 2005-10-07 | 2011-05-06 |
| China Securities Holdings Limited 中國証券控股有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-10-07 |
| China Securities Holdings Limited 中國証券控股有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-16 |
| China Securities Holdings Limited 中國証券控股有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-16 |
| China Securities Holdings Limited 中國証券控股有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-16 |