Caren Yuen
袁沁慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Caren Yuen (袁沁慧), a licensed former licensee with CE reference AFO860. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-03 | 2020-12-30 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-27 | 2015-01-26 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-12-05 | 2011-07-18 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-18 | 2008-09-04 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-02-18 | 2008-09-04 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2006-04-25 | 2007-11-26 |
| Champus Asset Management Limited 雋達理財策略有限公司 |
Rep | Type 4 — Advising on securities | 2005-09-01 | 2006-03-31 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-06-14 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-06-14 |