Siddharth Bhargava
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siddharth Bhargava ( ), a licensed former licensee with CE reference AFP173. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Samena Capital Hong Kong Limited 新盟資本香港有限公司 |
RO | Type 4 — Advising on securities | 2018-05-31 | 2018-11-05 |
| Samena Capital Hong Kong Limited 新盟資本香港有限公司 |
RO | Type 9 — Asset management | 2018-05-31 | 2021-02-28 |
| Samena Capital Hong Kong Limited 新盟資本香港有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-19 | 2018-05-31 |
| Samena Capital Hong Kong Limited 新盟資本香港有限公司 |
Rep | Type 9 — Asset management | 2017-09-19 | 2018-05-31 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2008-09-08 | 2016-02-27 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-09-08 | 2016-02-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-06-04 | 2008-06-24 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-06-04 | 2008-06-24 |
| D.B. Zwirn Asia Partners Limited |
Rep | Type 1 — Dealing in securities | 2006-09-07 | 2007-04-23 |
| D.B. Zwirn Asia Partners Limited |
Rep | Type 4 — Advising on securities | 2006-09-07 | 2007-04-23 |