Raymond Pha Giong Chan
陳柏香
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Pha Giong Chan (陳柏香), a licensed Responsible Officer with CE reference AFP268. Currently licensed at 1 firm(s): Blue Mountain Bridge Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Blue Mountain Bridge Capital Limited 岳橋資本有限公司 |
RO | Type 4 — Advising on securities | 2024-09-30 | present |
| Blue Mountain Bridge Capital Limited 岳橋資本有限公司 |
RO | Type 9 — Asset management | 2024-09-30 | present |
| Oaktree Capital (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2019-05-28 | 2022-11-08 |
| Oaktree Capital (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2019-05-28 | 2022-11-08 |
| Oaktree Capital (Hong Kong) Limited | RO | Type 9 — Asset management | 2019-05-28 | 2022-11-08 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2017-09-06 | 2019-05-28 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2016-11-01 | 2019-05-28 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2016-11-01 | 2019-05-28 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-08 | 2016-10-01 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-08 | 2016-10-01 |
| Mount Kellett Capital (Hong Kong) Limited 奇力資本(香港)有限公司 |
RO | Type 9 — Asset management | 2012-05-10 | 2015-01-31 |
| Mount Kellett Capital (Hong Kong) Limited 奇力資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-08-14 | 2012-05-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2005-01-31 | 2008-12-18 |