David James Raper
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David James Raper ( ), a licensed former licensee with CE reference AFP815. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Comgest Far East Limited |
RO | Type 1 — Dealing in securities | 2014-11-03 | 2025-07-01 |
| Comgest Far East Limited |
RO | Type 4 — Advising on securities | 2010-12-28 | 2025-07-01 |
| Comgest Far East Limited |
RO | Type 9 — Asset management | 2010-12-28 | 2025-07-01 |
| Comgest Far East Limited |
Rep | Type 4 — Advising on securities | 2004-06-05 | 2010-12-28 |
| Comgest Far East Limited |
Rep | Type 9 — Asset management | 2004-06-05 | 2010-12-28 |