Christopher Louis Mikosh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Louis Mikosh, a licensed Responsible Officer with CE reference AFP976. Currently licensed at 1 firm(s): Tor Investment Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tor Investment Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2023-05-22 | present |
| Tor Investment Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2012-12-12 | present |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-21 | 2011-08-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | present | 2011-08-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-12 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-12 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | present | 2004-10-12 |