Liang Seng Chia
謝良成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liang Seng Chia (謝良成), a licensed former licensee with CE reference AFQ239. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-02-01 | 2016-04-29 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-08-23 | 2010-02-01 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2006-01-24 | 2016-04-29 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2006-01-24 | 2006-08-23 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 7 — Providing automated trading services | 2006-01-24 | 2016-04-29 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-02-09 | 2006-01-24 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-01-24 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-16 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-13 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2006-01-24 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-16 |