Siu Lun Ko

高兆麟
CE No. AFS292 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Lun Ko (高兆麟), a licensed Responsible Officer with CE reference AFS292. Currently licensed at 2 firm(s): Everbright Securities Investment Services (HK) Limited, CES Commodities (HK) Limited . Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
RO Type 4 — Advising on securities 2025-05-08 present
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
RO Type 9 — Asset management 2021-01-22 present
CES Commodities (HK) Limited
光證期貨(香港)有限公司
RO Type 2 — Dealing in futures contracts 2017-11-28 present
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
RO Type 1 — Dealing in securities 2017-09-21 present
Bright Fund Management Limited
光明投資管理有限公司
RO Type 1 — Dealing in securities 2021-12-22 2023-08-31
Bright Fund Management Limited
光明投資管理有限公司
RO Type 4 — Advising on securities 2021-12-22 2023-08-31
Bright Fund Management Limited
光明投資管理有限公司
RO Type 9 — Asset management 2017-11-28 2023-08-31
Bright Fund Management Limited
光明投資管理有限公司
Rep Type 9 — Asset management 2014-05-13 2017-11-28
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 1 — Dealing in securities 2011-09-15 2017-09-21
Network Financial Services Limited
萬匯理財策劃有限公司
Rep Type 4 — Advising on securities present 2005-08-16

Related