Sang Soo Joo

CE No. AFS591 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sang Soo Joo (), a licensed former licensee with CE reference AFS591. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
Shinhan Securities Asia Limited
RO Type 9 — Asset management 2012-03-21 2020-02-28
Shinhan Securities Asia Limited
RO Type 1 — Dealing in securities 2007-10-15 2020-02-28
Shinhan Securities Asia Limited
RO Type 4 — Advising on securities 2007-10-15 2020-02-28

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