Sang Soo Joo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sang Soo Joo ( ), a licensed former licensee with CE reference AFS591. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shinhan Securities Asia Limited |
RO | Type 9 — Asset management | 2012-03-21 | 2020-02-28 |
| Shinhan Securities Asia Limited |
RO | Type 1 — Dealing in securities | 2007-10-15 | 2020-02-28 |
| Shinhan Securities Asia Limited |
RO | Type 4 — Advising on securities | 2007-10-15 | 2020-02-28 |