Xiaoping Liu
劉小平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoping Liu (劉小平), a licensed former licensee with CE reference AFS694. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-07 | 2019-05-10 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-19 | 2006-05-23 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 9 — Asset management | 2005-12-19 | 2006-05-23 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-19 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-19 |