Dorothy Wai Han Wong
黃慧嫻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dorothy Wai Han Wong (黃慧嫻), a licensed former licensee with CE reference AFS777. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VSTH Capital Global Asset Management Limited 清控偉仕資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-08-12 | 2020-12-31 |
| VSTH Capital Global Asset Management Limited 清控偉仕資產管理有限公司 |
RO | Type 9 — Asset management | 2019-08-12 | 2020-12-31 |
| VSTH Capital Global Asset Management Limited 清控偉仕資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-29 | 2019-08-12 |
| VSTH Capital Global Asset Management Limited 清控偉仕資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-07-29 | 2019-08-12 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 1 — Dealing in securities | 2019-03-11 | 2019-07-02 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 4 — Advising on securities | 2019-03-11 | 2019-07-02 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 9 — Asset management | 2019-03-11 | 2019-07-02 |
| Regan International Asset Management Limited 雷根國際資産管理有限公司 |
RO | Type 4 — Advising on securities | 2017-08-03 | 2018-07-31 |
| Regan International Asset Management Limited 雷根國際資産管理有限公司 |
RO | Type 9 — Asset management | 2017-08-03 | 2018-07-31 |
| Gold Medal Global Investment Co., Limited 金獎章全球投資有限公司 |
RO | Type 4 — Advising on securities | 2016-11-09 | 2017-07-31 |
| Gold Medal Global Investment Co., Limited 金獎章全球投資有限公司 |
RO | Type 9 — Asset management | 2016-11-09 | 2017-07-31 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-22 | 2016-04-28 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 — Asset management | 2012-08-22 | 2016-04-28 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-19 | 2016-04-28 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-16 | 2011-08-01 |
| Angus Moore Limited 安格摩亞投資管理國際有限公司 |
Rep | Type 4 — Advising on securities | present | 2008-07-07 |