Harfun Ven
聞孝峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Harfun Ven (聞孝峰), a licensed Responsible Officer with CE reference AFS895. Currently licensed at 1 firm(s): Robeco Hong Kong Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
RO | Type 4 — Advising on securities | 2020-10-08 | present |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
RO | Type 9 — Asset management | 2020-10-08 | present |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-07 | 2020-10-08 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2008-07-04 | 2020-10-08 |
| AT Asset Management (Asia-Pacific) Limited 聯信亞太區資產管理有限公司 |
Rep | Type 9 — Asset management | 2006-10-06 | 2008-06-15 |
| Bowen Asia Limited | Rep | Type 4 — Advising on securities | present | 2005-09-01 |
| Bowen Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-11-16 |
| Bowen Asia Limited | Rep | Type 9 — Asset management | present | 2005-09-01 |