Susan Wong
王素珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Susan Wong (王素珊), a licensed former licensee with CE reference AFS967. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nuada Limited 洛爾達有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-01-15 | 2004-01-19 |
| Nuada Limited 洛爾達有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-01-15 | 2004-04-23 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-18 | 2003-10-23 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-23 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-23 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-23 |