Jun (SFC:AFT098) He
何軍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jun (SFC:AFT098) He (何軍), a licensed former licensee with CE reference AFT098. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Comgest Far East Limited |
RO | Type 4 — Advising on securities | 2012-11-20 | 2014-10-31 |
| Comgest Far East Limited |
RO | Type 9 — Asset management | 2012-11-20 | 2014-10-31 |
| Comgest Far East Limited |
Rep | Type 4 — Advising on securities | 2009-01-15 | 2012-11-20 |
| Comgest Far East Limited |
Rep | Type 9 — Asset management | 2009-01-15 | 2012-11-20 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2006-10-04 | 2007-09-14 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-08-29 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-08-29 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2006-07-04 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2006-07-04 |