Ting Lok Lam
林庭樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Lok Lam (林庭樂), a licensed Responsible Officer with CE reference AFT214. Currently licensed at 2 firm(s): Amasse Asset Management Limited, Amasse Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 17.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Amasse Asset Management Limited 寶積資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-05-21 | present |
| Amasse Asset Management Limited 寶積資產管理有限公司 |
RO | Type 9 — Asset management | 2020-05-21 | present |
| Amasse Capital Limited 寶積資本有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-03 | present |
| Amasse Capital Limited 寶積資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-09-28 | present |
| Amasse Capital Limited 寶積資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-08-02 | 2012-09-28 |
| SPDB International Holdings Limited 浦銀國際控股有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-05-16 | 2012-07-27 |
| Redford Corporate Finance Limited 泓福融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-02-17 | 2012-05-07 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
RO | Type 4 — Advising on securities | 2011-01-20 | 2012-02-06 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
RO | Type 9 — Asset management | 2011-01-20 | 2012-02-06 |
| China Rich Asset Management Limited 中國薈智資產管理有限公司 |
RO | Type 4 — Advising on securities | 2008-11-03 | 2010-12-22 |
| China Rich Asset Management Limited 中國薈智資產管理有限公司 |
RO | Type 9 — Asset management | 2008-11-03 | 2010-12-22 |
| China Rich Asset Management Limited 中國薈智資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-07-17 | 2008-11-03 |
| REXCAPITAL (Hong Kong) Limited 御泰融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-03-07 | 2010-12-22 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-10-16 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-16 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-16 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-16 |